Utah Insurance Department
Viatical Settlement Antifraud Plan

Content Checklist and Certification
 

 

COMPANY NAME:  _________________________________________   

INSTRUCTIONS:  This checklist is to be completed and attached to the cover of your Antifraud Plan. Carefully review the provisions in your Antifraud Plan and compare them with each required provision listed.  If the provision complies, initial each line to verify compliance. 

_____ 1. Description of the procedures for detecting and investigating possible violations of Section 31A-36-113. 

_____ 2. Description of the procedures for resolving material inconsistencies between medical records and applications for insurance. 

_____ 3. Description of the procedures for reporting possible violations to the commissioner. 

_____ 4. Description of the plan for educating and training underwriters and other personnel against fraud. 

_____ 5. Description or chart of the organizational arrangement of the personnel responsible for detecting and investigating possible violations of Section 31A-36-113 and for resolving material inconsistencies between medical records and applications for insurance. 

I certify that I have reviewed the Utah Viatical Settlements Act and to the best of my knowledge, the attached Antifraud Plan is complete and accurate. 

_____________________________     ____________________    _____________  
   Signature of authorized person                          Title                             Date 

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